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PEPPERTREE CAPITAL MANAGEMENT INC.

CHAGRIN FALLS, OH · CRD 163215 · IAPD ↗ · 440-528-0333

$7.64BRegulatory AUM
23Advisory reps
39Employees
0Clients
n/aPlanning clients
18Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
December 2025 — PEPPERTREE CAPITAL MANAGEMENT INC. (CHAGRIN FALLS, OH) left the SEC roster (was $7.64B RAUM, 23 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
52
April 2024 — PEPPERTREE CAPITAL MANAGEMENT INC. reported RAUM up 36% ($4.77B -> $6.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.