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BOFCAL ASSET MANAGEMENT INC.

MENLO PARK, CA · CRD 166828 · IAPD ↗ · (415) 757-2654

$797.6MRegulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
December 2025 — BOFCAL ASSET MANAGEMENT INC. (MENLO PARK, CA) left the SEC roster (was $797.6M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
60
April 2025 — BOFCAL ASSET MANAGEMENT INC. crossed $500M in regulatory AUM ($184.0M -> $797.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
June 2024 — BOFCAL ASSET MANAGEMENT INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
35
April 2024 — BOFCAL ASSET MANAGEMENT INC. reported RAUM down 79% ($896.7M -> $184.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
48
February 2024 — PACIFIC WESTERN ASSET MANAGEMENT is now doing business as BOFCAL ASSET MANAGEMENT INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.