← Tributary

GEORGINA ASSET MANAGEMENT LLC

SANTA MONICA, CA · CRD 107949 · IAPD ↗ · 310-395-2679

$357.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
1Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — GEORGINA ASSET MANAGEMENT LLC (SANTA MONICA, CA) left the SEC roster (was $357.8M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.