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WEALTHSTREAM ADVISORS, INC.

NEW YORK, NY · CRD 129428 · IAPD ↗ · wealthstreamadvisors.com · (212) 971-9241

$1.54BRegulatory AUM
11Advisory reps
22Employees
2Clients
251-500Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — WEALTHSTREAM ADVISORS, INC. (NEW YORK, NY) left the SEC roster (was $1.54B RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
October 2024 — WEALTHSTREAM ADVISORS, INC. notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2024 — WEALTHSTREAM ADVISORS, INC. notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — WEALTHSTREAM ADVISORS, INC. reported RAUM up 25% ($1.08B -> $1.35B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.