← Tributary

STOKES ASSET MANAGEMENT, LLC

NEW ORLEANS, LA · CRD 322470 · IAPD ↗ · (504) 399-4100

$15.9MRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — STOKES ASSET MANAGEMENT, LLC (NEW ORLEANS, LA) left the SEC roster (was $15.9M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2024 — STOKES ASSET MANAGEMENT, LLC shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.