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ASTOR INVESTMENT MANAGEMENT LLC

CHICAGO, IL · CRD 169679 · IAPD ↗ · 312-228-5900

$198.4MRegulatory AUM
3Advisory reps
6Employees
4000Clients
n/aPlanning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — ASTOR INVESTMENT MANAGEMENT LLC (CHICAGO, IL) left the SEC roster (was $198.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
June 2024 — ASTOR INVESTMENT MANAGEMENT LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2024 — ASTOR INVESTMENT MANAGEMENT LLC added office(s): 0 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.