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BALANCED ASSET STRATEGIES, LTD.

LA GRANGE, IL · CRD 153520 · IAPD ↗ · balancedassetstrategies.com · 312-759-5172

$133.6MRegulatory AUM
3Advisory reps
3Employees
1Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — BALANCED ASSET STRATEGIES, LTD. (LA GRANGE, IL) left the SEC roster (was $133.6M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
May 2024 — BALANCED ASSET STRATEGIES, LTD. (LA GRANGE, IL) is newly SEC-registered with $121.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.