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CASTLE INVESTMENT MANAGEMENT, LLC

ALEXANDRIA, VA · CRD 153464 · IAPD ↗ · castleim.com · 703-260-1921

$32.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
December 2025 — CASTLE INVESTMENT MANAGEMENT, LLC (ALEXANDRIA, VA) left the SEC roster (was $32.1M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2024 — CASTLE INVESTMENT MANAGEMENT, LLC reported RAUM down 51% ($68.2M -> $33.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.