← Tributary

CAPITAL GUARDIAN (CANADA), INC.

LOS ANGELES, CA · CRD 110681 · IAPD ↗ · (213) 486-9200

$0Regulatory AUM
1Advisory reps
1Employees
1Clients
n/aPlanning clients
0Private funds
0States
1Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
December 2025 — CAPITAL GUARDIAN (CANADA), INC. (LOS ANGELES, CA) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.