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FOREPONT CAPITAL LLC

WHITE PLAINS, NY · CRD 308323 · IAPD ↗ · forepont.com · 917-209-5589

$97.7MRegulatory AUM
6Advisory reps
9Employees
0Clients
n/aPlanning clients
2Private funds
0States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — FOREPONT CAPITAL LLC (WHITE PLAINS, NY) left the SEC roster (was $97.7M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2025 — FOREPONT CAPITAL LLC reported RAUM up 26% ($77.8M -> $97.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.