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MORTGAGE INDUSTRY ADVISORY COMPANY

NEW YORK, NY · CRD 122337 · IAPD ↗ · miacanalytics.com · 212-233-1250

$1.39BRegulatory AUM
7Advisory reps
73Employees
0Clients
n/aPlanning clients
0Private funds
1States
2Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
December 2025 — MORTGAGE INDUSTRY ADVISORY COMPANY (NEW YORK, NY) left the SEC roster (was $1.39B RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
75
March 2025 — MORTGAGE INDUSTRY ADVISORY COMPANY crossed $1B in regulatory AUM ($863.6M -> $1.39B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
38
April 2024 — MORTGAGE INDUSTRY ADVISORY COMPANY reported RAUM down 28% ($1.20B -> $863.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.