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LION CAPITAL (AMERICAS) INC.

LOS ANGELES, CA · CRD 160574 · IAPD ↗ · lioncapital.com · 424-444-6666

$361.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
December 2025 — LION CAPITAL (AMERICAS) INC. (LOS ANGELES, CA) left the SEC roster (was $361.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
38
April 2024 — LION CAPITAL (AMERICAS) INC. reported RAUM down 55% ($885.8M -> $396.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
43
April 2024 — LION CAPITAL (AMERICAS) INC. shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.