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SUMMIT FINANCIAL

SAN MATEO, CA · CRD 109280 · IAPD ↗ · summit-advisors.com · 650-357-9410

$519.0MRegulatory AUM
2Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — SUMMIT FINANCIAL (SAN MATEO, CA) left the SEC roster (was $519.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2025 — SUMMIT FINANCIAL crossed $500M in regulatory AUM ($499.4M -> $519.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
February 2024 — SUMMIT FINANCIAL ADVISORS, LLC is now doing business as SUMMIT FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.