← Tributary

CONCOURSE FINANCIAL GROUP ADVISORS

BIRMINGHAM, AL · CRD 15708 · IAPD ↗ · 800-288-3035

$4.37BRegulatory AUM
566Advisory reps
885Employees
109Clients
101-250Planning clients
0Private funds
51States
24Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — CONCOURSE FINANCIAL GROUP ADVISORS (BIRMINGHAM, AL) left the SEC roster (was $4.37B RAUM, 566 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — CONCOURSE FINANCIAL GROUP ADVISORS shrank from 640 to 566 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2024 — CONCOURSE FINANCIAL GROUP ADVISORS reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.