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AWM FINANCIAL SERVICES INC.

THE WOODLANDS, TX · CRD 144351 · IAPD ↗ · 281-444-7555

$320.6MRegulatory AUM
7Advisory reps
19Employees
0Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — AWM FINANCIAL SERVICES INC. reported RAUM up 37% ($233.7M -> $320.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — AWM FINANCIAL SERVICES INC. shrank from 11 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.