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S&A FINANCIAL SERVICES, INC.

OVERLAND PARK, KS · CRD 110471 · IAPD ↗ · 913-362-2712

$392.3MRegulatory AUM
3Advisory reps
7Employees
351Clients
101-250Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — S&A FINANCIAL SERVICES, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — S&A FINANCIAL SERVICES, INC. notice-filed in CA, GA, NJ, VA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — S&A FINANCIAL SERVICES, INC. shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.