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THORNBURG BOW RIVER ADVISERS, LLC.

DENVER, CO · CRD 332879 · IAPD ↗ · 303-861-8466

$224.2MRegulatory AUM
7Advisory reps
29Employees
0Clients
n/aPlanning clients
1Private funds
1States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
June 2026 — THORNBURG BOW RIVER ADVISERS, LLC. now reports custody of client assets ($448.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
52
April 2026 — THORNBURG BOW RIVER ADVISERS, LLC. grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
April 2025 — THORNBURG BOW RIVER ADVISERS, LLC. reported RAUM down 32% ($340.9M -> $231.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
58
December 2024 — THORNBURG BOW RIVER ADVISERS, LLC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
13
November 2024 — THORNBURG BOW RIVER ADVISERS, LLC. changed its website from bowrivercapital.com to thornburg.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
38
November 2024 — THORNBURG BOW RIVER ADVISERS, LLC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
November 2024 — THORNBURG BOW RIVER ADVISERS, LLC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
43
November 2024 — BOW RIVER CREDIT ADVISERS, LLC. is now doing business as THORNBURG BOW RIVER ADVISERS, LLC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
53
November 2024 — THORNBURG BOW RIVER ADVISERS, LLC. now reports custody of client assets ($340.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
November 2024 — THORNBURG BOW RIVER ADVISERS, LLC. grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
November 2024 — THORNBURG BOW RIVER ADVISERS, LLC. now reports 4 private fund(s) ($340.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
October 2024 — BOW RIVER CREDIT ADVISERS, LLC. (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.