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PROVENCE WEALTH MANAGEMENT GROUP

IRVINE, CA · CRD 279037 · IAPD ↗ · (949) 222-6400

$275.7MRegulatory AUM
6Advisory reps
6Employees
1Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — PROVENCE WEALTH MANAGEMENT GROUP (IRVINE, CA) left the SEC roster (was $275.7M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
November 2024 — PROVENCE WEALTH MANAGEMENT GROUP notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.