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TEGEAN CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 156764 · IAPD ↗ · tegean.com · 212-201-1950

$205.4MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2025 — TEGEAN CAPITAL MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $205.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
49
April 2024 — TEGEAN CAPITAL MANAGEMENT, LLC reported RAUM up 48% ($138.6M -> $205.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.