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ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

NEW YORK, NY · CRD 161271 · IAPD ↗ · 917-542-3600

$2.00BRegulatory AUM
50Advisory reps
50Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — ROSE SMART GROWTH INVESTMENT ADVISORS, LLC shrank from 55 to 49 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2024 — ROSE SMART GROWTH INVESTMENT ADVISORS, LLC shrank from 61 to 55 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.