← Tributary

NOVICK & COMPANY FINANCIAL GROUP, LLC

· CRD 149287 · IAPD ↗ · 203-801-0622

$215.0MRegulatory AUM
2Advisory reps
7Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — NOVICK & COMPANY FINANCIAL GROUP, LLC (location n/a) left the SEC roster (was $215.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.