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WATERFALL ASSET MANAGEMENT, LLC

NEW YORK, NY · CRD 137746 · IAPD ↗ · 212-257-4600

$22.04BRegulatory AUM
55Advisory reps
133Employees
0Clients
n/aPlanning clients
31Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — WATERFALL ASSET MANAGEMENT, LLC shrank from 72 to 53 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
52
April 2025 — WATERFALL ASSET MANAGEMENT, LLC reported RAUM up 36% ($18.61B -> $25.28B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2024 — WATERFALL ASSET MANAGEMENT, LLC shrank from 80 to 72 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.