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PERSONAL INVESTMENT MANAGEMENT INC

REDMOND, WA · CRD 107829 · IAPD ↗ · pim4you.com · 425-883-7990

$567.6MRegulatory AUM
4Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — PERSONAL INVESTMENT MANAGEMENT INC (REDMOND, WA) left the SEC roster (was $567.6M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
February 2024 — PERSONAL INVESTMENT MANAGEMENT INC notice-filed in CO, ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — PERSONAL INVESTMENT MANAGEMENT INC crossed $500M in regulatory AUM ($483.6M -> $534.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.