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SMITH AFFILIATED CAPITAL CORP.

NEW YORK, NY · CRD 107675 · IAPD ↗ · smithcapital.com · 212-644-9440

$1.68BRegulatory AUM
8Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — SMITH AFFILIATED CAPITAL CORP. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — SMITH AFFILIATED CAPITAL CORP. shrank from 11 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.