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WMBC

IRVINE, CA · CRD 124462 · IAPD ↗ · wmbc.financial · 949-829-9622

$116.2MRegulatory AUM
3Advisory reps
3Employees
9Clients
51-100Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — WMBC (IRVINE, CA) left the SEC roster (was $116.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
March 2024 — WMBC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.