← Tributary

GIA PARTNERS, LLC.

NEW YORK, NY · CRD 151207 · IAPD ↗ · giallc.com · 212-893-7810

$1.06BRegulatory AUM
5Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2026 — GIA PARTNERS, LLC. (NEW YORK, NY) left the SEC roster (was $1.06B RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2026 — GIA PARTNERS, LLC. crossed $1B in regulatory AUM ($984.7M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
48
April 2025 — GIA PARTNERS, LLC. reported RAUM down 40% ($1.64B -> $984.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — GIA PARTNERS, LLC. reported RAUM down 28% ($2.27B -> $1.64B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.