← Tributary

HODGE FINANCIAL SERVICES, LLC

· CRD 127213 · IAPD ↗ · 603-336-5942

$19.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — HODGE FINANCIAL SERVICES, LLC (location n/a) left the SEC roster (was $19.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
March 2026 — HODGE FINANCIAL SERVICES, LLC reported RAUM down 52% ($41.1M -> $19.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
April 2025 — HODGE FINANCIAL SERVICES, LLC reported RAUM down 75% ($164.7M -> $41.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.