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SPARX ASIA INVESTMENT ADVISORS LIMITED

WANCHAI, Hong Kong · CRD 139172 · IAPD ↗ · sparxasia.com · 852-3102-7500

$13.3MRegulatory AUM
4Advisory reps
17Employees
1Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

15
April 2025 — SPARX ASIA INVESTMENT ADVISORS LIMITED reported RAUM down 92% ($144.4M -> $11.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.