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AXS INVESTMENTS LLC

PORT CHESTER, NY · CRD 305714 · IAPD ↗ · 833-297-2587

$3.02BRegulatory AUM
4Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
March 2026 — AXS INVESTMENTS LLC reported RAUM up 160% ($1.16B -> $3.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — AXS INVESTMENTS LLC shrank from 11 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.