← Tributary

360 FINANCIAL

WAYZATA, MN · CRD 168600 · IAPD ↗ · 952-542-8900

$700.5MRegulatory AUM
10Advisory reps
16Employees
3Clients
251-500Planning clients
0Private funds
13States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — 360 FINANCIAL reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2026 — 360 FINANCIAL grew from 5 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2025 — 360 FINANCIAL shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2025 — 360 FINANCIAL crossed $500M in regulatory AUM ($475.4M -> $567.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
August 2024 — 360 FINANCIAL shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
May 2024 — 360 FINANCIAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.