← Tributary

CREDIT SUISSE SECURITIES (USA) LLC

NEW YORK, NY · CRD 816 · IAPD ↗ · credit-suisse.com · (212) 325-2000

$805.3MRegulatory AUM
2Advisory reps
39Employees
0Clients
0Planning clients
20Private funds
50States
461Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
April 2025 — CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK, NY) left the SEC roster (was $805.3M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
38
July 2024 — CREDIT SUISSE SECURITIES (USA) LLC's Item 11 disclosure-reporting entries rose by 1 (460 -> 461).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
February 2024 — CREDIT SUISSE SECURITIES (USA) LLC's Item 11 disclosure-reporting entries rose by 3 (461 -> 464).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.