← Tributary

STOLZ & ASSOCIATES, PS

TACOMA, WA · CRD 117216 · IAPD ↗ · (253) 272-3441

$282.2MRegulatory AUM
3Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2025 — STOLZ & ASSOCIATES, PS shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
October 2024 — STOLZ & ASSOCIATES, PS notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2024 — STOLZ & ASSOCIATES, PS reported RAUM up 28% ($156.4M -> $199.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.