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CWS CAPITAL PARTNERS LLC

NEWPORT BEACH, CA · CRD 166871 · IAPD ↗ · 800-466-0020

$268.4MRegulatory AUM
25Advisory reps
52Employees
0Clients
0Planning clients
28Private funds
2States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2025 — CWS CAPITAL PARTNERS LLC shrank from 51 to 24 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
33
April 2024 — CWS CAPITAL PARTNERS LLC reported RAUM down 28% ($464.6M -> $336.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.