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NAPATREE CAPITAL LLC

WESTERLY, RI · CRD 292776 · IAPD ↗ · (401) 868-1115

$260.0MRegulatory AUM
4Advisory reps
4Employees
20Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2026 — NAPATREE CAPITAL LLC (WESTERLY, RI) left the SEC roster (was $260.0M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2025 — NAPATREE CAPITAL LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
71
April 2025 — NAPATREE CAPITAL LLC reported RAUM up 66% ($156.8M -> $260.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
March 2024 — NAPATREE CAPITAL LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.