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SUMNICHT & ASSOCIATES, LLC

APPLETON, WI · CRD 111421 · IAPD ↗ · sumnicht.com · 920-731-4455

$107.9MRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SUMNICHT & ASSOCIATES, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — SUMNICHT & ASSOCIATES, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — SUMNICHT & ASSOCIATES, LLC reported RAUM down 65% ($287.2M -> $100.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.