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CARLSON CAPITAL, L.P.

DALLAS, TX · CRD 118156 · IAPD ↗ · carlsoncapital.com · 214-932-9600

$529.9MRegulatory AUM
10Advisory reps
26Employees
0Clients
n/aPlanning clients
11Private funds
2States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
August 2026 — CARLSON CAPITAL, L.P. crossed $500M in regulatory AUM ($429.3M -> $597.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
33
April 2025 — CARLSON CAPITAL, L.P. reported RAUM down 87% ($2.02B -> $266.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2025 — CARLSON CAPITAL, L.P. shrank from 22 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.