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COLUMBIA CAPITAL

ALEXANDRIA, VA · CRD 159616 · IAPD ↗ · colcap.com · 703-519-2000

$13.84BRegulatory AUM
25Advisory reps
54Employees
0Clients
n/aPlanning clients
30Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
October 2026 — COLUMBIA CAPITAL filed an Item 4A succession naming COLUMBIA CAPITAL (CRD 159616) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
32
October 2026 — COLUMBIA CAPITAL notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
September 2026 — COLUMBIA CAPITAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2026 — COLUMBIA CAPITAL reported RAUM up 52% ($9.10B -> $13.84B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
September 2026 — COLUMBIA CAPITAL grew from 13 to 25 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2026 — COLUMBIA CAPITAL reported RAUM up 34% ($6.78B -> $9.10B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — COLUMBIA CAPITAL shrank from 21 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — COLUMBIA CAPITAL reported RAUM up 29% ($4.65B -> $6.00B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.