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HAUSSMANN 1864 CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 332278 · IAPD ↗ · 1864cap.com · 212-278-6000

$4.60BRegulatory AUM
4Advisory reps
5Employees
1Clients
0Planning clients
1Private funds
1States
39Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (38 -> 39).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC reported RAUM up 52% ($3.02B -> $4.60B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2025 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC reported RAUM down 29% ($4.25B -> $3.02B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
60
March 2025 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
57
February 2025 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
February 2025 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC now reports 1 private fund(s) ($564.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
October 2024 — HAUSSMANN 1864 CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.