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LAIDLAW WEALTH MANAGEMENT LLC

NEW YORK, NY · CRD 150040 · IAPD ↗ · laidlawwealthmanagement.com · 212-953-4910

$108.1MRegulatory AUM
5Advisory reps
13Employees
0Clients
1-10Planning clients
0Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
May 2026 — LAIDLAW WEALTH MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
67
April 2026 — LAIDLAW WEALTH MANAGEMENT LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2025 — LAIDLAW WEALTH MANAGEMENT LLC reported RAUM down 78% ($530.4M -> $114.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — LAIDLAW WEALTH MANAGEMENT LLC shrank from 11 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2025 — LAIDLAW WEALTH MANAGEMENT LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
March 2024 — LAIDLAW WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.