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LADENBURG THALMANN ASSET MANAGEMENT INC

NEW YORK, NY · CRD 108604 · IAPD ↗ · symbil.com · 800-995-5267

$6.68BRegulatory AUM
14Advisory reps
30Employees
0Clients
0Planning clients
0Private funds
52States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2025 — LADENBURG THALMANN ASSET MANAGEMENT INC shrank from 18 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2025 — LADENBURG THALMANN ASSET MANAGEMENT INC reported RAUM up 30% ($4.32B -> $5.61B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — LADENBURG THALMANN ASSET MANAGEMENT INC reported RAUM up 26% ($3.42B -> $4.32B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.