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APPOMATTOX ADVISORY, INC

NEW YORK, NY · CRD 153731 · IAPD ↗ · appomattox.com · 212-895-3000

$425.6MRegulatory AUM
4Advisory reps
6Employees
0Clients
n/aPlanning clients
7Private funds
4States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — APPOMATTOX ADVISORY, INC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2025 — APPOMATTOX ADVISORY, INC reported RAUM down 46% ($753.9M -> $410.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2025 — APPOMATTOX ADVISORY, INC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
48
April 2024 — APPOMATTOX ADVISORY, INC reported RAUM down 39% ($1.24B -> $753.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2024 — APPOMATTOX ADVISORY, INC shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.