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WATER ISLAND CAPITAL, LLC

NEW YORK, NY · CRD 113358 · IAPD ↗ · altsharesetfs.com · 800-560-8210

$1.22BRegulatory AUM
7Advisory reps
26Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2025 — WATER ISLAND CAPITAL, LLC shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2025 — WATER ISLAND CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2024 — WATER ISLAND CAPITAL, LLC reported RAUM down 29% ($2.25B -> $1.59B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.