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WAO ADVISORY, LLC

LAS VEGAS, NV · CRD 320688 · IAPD ↗ · advisory.shrimpy.io · 800-777-9878

$6,382Regulatory AUM
3Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — WAO ADVISORY, LLC (LAS VEGAS, NV) left the SEC roster (was $6,382 RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.