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CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

SAN FRANCISCO, CA · CRD 106753 · IAPD ↗ · thomaspartnersinvestmentmanagement.com · 800-650-9744

$1721.03BRegulatory AUM
175Advisory reps
946Employees
0Clients
0Planning clients
0Private funds
53States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC moved its main office from LONE TREE, CO to SAN FRANCISCO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
April 2026 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC added office(s): 104 -> 167 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
January 2026 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC moved its main office from SAN FRANCISCO, CA to LONE TREE, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
April 2025 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC shrank from 186 to 173 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2025 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC reported RAUM up 31% ($1098.81B -> $1436.97B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2024 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC shrank from 212 to 186 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2024 — CHARLES SCHWAB INVESTMENT MANAGEMENT, INC reported RAUM up 40% ($782.62B -> $1098.81B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.