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CASTLE HARLAN, INC.

NEW YORK, NY · CRD 158106 · IAPD ↗ · castleharlan.com · 212-644-8600

$678.0MRegulatory AUM
11Advisory reps
27Employees
0Clients
n/aPlanning clients
21Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — CASTLE HARLAN, INC. crossed $500M in regulatory AUM ($471.1M -> $678.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
38
April 2025 — CASTLE HARLAN, INC. shrank from 14 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
33
April 2024 — CASTLE HARLAN, INC. reported RAUM down 30% ($861.8M -> $600.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.