← Tributary

HARVEST GLOBAL INVESTMENTS LIMITED

HONG KONG, Hong Kong · CRD 157964 · IAPD ↗ · 852 3913 3333

$3.79BRegulatory AUM
18Advisory reps
32Employees
0Clients
n/aPlanning clients
0Private funds
0States
2Disclosures
foreignSegment
ApprovedSEC status

Filing changes

48
April 2026 — HARVEST GLOBAL INVESTMENTS LIMITED grew from 10 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
April 2025 — HARVEST GLOBAL INVESTMENTS LIMITED shrank from 15 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
April 2024 — HARVEST GLOBAL INVESTMENTS LIMITED shrank from 22 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.