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SPECTRUM CAPITAL MANAGEMENT

AUBURN, CA · CRD 105830 · IAPD ↗ · spectrumcap.net · 530-888-9000

$107.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — SPECTRUM CAPITAL MANAGEMENT (AUBURN, CA) left the SEC roster (was $107.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.