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HEARTHSTONE INC., A CALIFORNIA CORPORATION

CALABASAS, CA · CRD 112226 · IAPD ↗ · hearthstone.com · 818-385-0005

$2.44BRegulatory AUM
8Advisory reps
24Employees
15Clients
0Planning clients
15Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
February 2026 — HEARTHSTONE INC., A CALIFORNIA CORPORATION (CALABASAS, CA) left the SEC roster (was $2.44B RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
April 2025 — HEARTHSTONE INC., A CALIFORNIA CORPORATION shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
52
April 2025 — HEARTHSTONE INC., A CALIFORNIA CORPORATION reported RAUM up 36% ($1.79B -> $2.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.