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GLOBAL DELTA CAPITAL, LLC

SOMERVILLE, MA · CRD 324485 · IAPD ↗ · globaldeltacapital.com · 501-952-9465

$224.9MRegulatory AUM
6Advisory reps
13Employees
1Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — GLOBAL DELTA CAPITAL, LLC moved its main office from BOSTON, MA to SOMERVILLE, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
52
April 2026 — GLOBAL DELTA CAPITAL, LLC reported RAUM up 60% ($137.9M -> $220.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
54
April 2026 — GLOBAL DELTA CAPITAL, LLC grew from 2 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
35
April 2025 — GLOBAL DELTA CAPITAL, LLC shrank from 5 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2025 — GLOBAL DELTA CAPITAL, LLC reported RAUM up 30% ($111.0M -> $144.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
August 2024 — GLOBAL DELTA CAPITAL, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
February 2024 — GLOBAL DELTA CAPITAL, LLC (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.