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GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CHICAGO, IL · CRD 39805 · IAPD ↗ · guggenheiminvestments.com · 312-357-1007

$7.80BRegulatory AUM
8Advisory reps
245Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2025 — GUGGENHEIM FUNDS DISTRIBUTORS, LLC shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2025 — GUGGENHEIM FUNDS DISTRIBUTORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.